AI-Powered Client Assistant for Wealth Management®

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challenges

Scattered Client Context: Insights are dispersed across meeting notes, reports, CRM entries, and documents that are difficult to retrieve during live client interactions.

Delayed Responsiveness: Manual prep limits advisors’ ability to respond quickly and proactively in meetings.

Onboarding Bottlenecks: New advisors face a steep learning curve navigating siloed client histories and internal tools.

Security & Compliance Complexity: Ensuring role-based, compliant data access adds layers of friction and increases risk.

solutions

NextPhase.ai deployed a secure, role-based Generative AI solution for wealth advisors seamlessly integrated with the client’s data platform.

RAG-Powered Client Intelligence: Retrieves and summarizes interactions, documents, and financial context using RAG and AI agents.

Secure Role-Based Access: Aligns data access with internal permissions so advisors only see what's relevant to their role.

Meeting Memory & Report Insights: Provides real-time summaries of past meetings and likely client questions from reports to reduce prep time.

Advisor Prompt & Search Interface: Offers intuitive prompts and document search tailored to each household’s financial story.

benefits

Stronger Client Relationships: AI-generated insights lead to more personalized and impactful client conversations.

Advisor Productivity Boost: Reduces time spent manually gathering information faster prep, faster follow-ups.

Smarter Meeting Execution: Enables dynamic responses to client inquiries using insights from prior meetings and investment reports.

Secure & Compliant: Role-based access model ensures sensitive data stays protected and aligned with internal policies.

Accelerated Advisor Ramp-Up: New team members get up to speed faster with automated meeting memory and client context.

Innovation-Driven Differentiation: Establishes a forward-thinking reputation in a competitive wealth advisory market.